Investigation Summary
Overview of investigations, rulings, and convictions.
Investigation Report into concerns that, Ms. Tamica Afflick, a Securities Analyst employed to the Financial Services Commission, failed to file her Statutory Declarations with the Commission for the year 2023, contrary to law.
2026-01-13
Investigation Report into concerns that, Ms. Tamica Afflick, a Securities Analyst employed to the Financial Services Commission, failed to file her Statutory Declarations with the Commission for the year 2023, contrary to law.
View Investigation ReportRuling
Prosecution Recommended
Offence
Failure to file Statutory Declaration for the period ending December 31, 2023
Verdict
Guilty
Sentence
Fined: $50,000 or 30 days imprisonment
